DOL Fiduciary Rule

The Department of Labor released its final rule regarding fiduciary and conflict of interest regarding retirement investment accounts on April 6, 2016 – published in the Federal Register on April 8, 2016.  The Department actually released seven rules, running over 700 pages, on that date regarding fiduciaries, retirement accounts, and best interest exemptions.  Even after a month, and much analysis … Read More

CUSO Registration

NCUA’s CUSO Registry will be available for CUSOs to begin registering on February 1, 2016.  CUSOs must register between February 1 and March 31. Federally insured credit unions are required to enter into written agreements with any CUSOs they make loans to or invest in. Each agreement must be signed before a credit union invests in or lends to a … Read More