The Internet is a great place for compliance resources – if you can find them.  We have gathered some of the sites that we frequently visit in researching regulatory requirements for consulting and auditing.  We have also included links to our previously issued Weekly Rewinds.  If you want the Weekly Rewinds delivered to your email, sign up here.  Another great compliance resource is our monthly Regulatory Recap.  It keeps you informed of all the regulatory changes and proposed changes that occur each month.  The Recaps are available on our Blog.

Weekly Rewinds

Paycheck Protection Program  links to the rules, guidance documents, and applications

HMDA Resources:
Reportable HMDA Data: A Regulatory and Reporting Overview Reference Chart for HMDA Data Collected in 2021
Filing instructions guide for HMDA data collected in 2021 (October 2020)

Other Resources:

FSSCC Cybersecurity Assessment Tool
NCUA Cybersecurity Resources Page
WA Affidavit of Successor (03/16)
Agent’s Certification to the Validity of Power of Attorney and Agent’s Authority
Certification Regarding Beneficial Owners of Legal Entity Customers

FDIC News & Events
Federal Reserve
FFIEC Geocode Map
FinCEN MSB Information
OCC News & Issuances

Trust Resources:

FDIC Trust Examination Manual
OCC Asset Management Handbook(s)
CSBS BSA/AML Risk Assessment Tool
Nonbank Cybersecurity Exam Workprogram
Uniform Prudent Investor Act
Uniform Principal and Income Act
OCC “Regulation 9”
Uniform Trust Code