The Internet is a great place for compliance resources – if you can find them. We have gathered some of the sites that we frequently visit in researching regulatory requirements for consulting and auditing.
Paycheck Protection Program links to the rules, guidance documents, and applications.
HMDA Resources:
- Reportable HMDA Data: A Regulatory and Reporting Overview Reference Chart for HMDA Data Collected in 2021
- Filing instructions guide for HMDA data collected in 2021 (October 2020)
Other Resources:
- FSSCC Cybersecurity Assessment Tool
- NCUA Cybersecurity Resources Page
- WA Affidavit of Successor (03/16)
- Agent’s Certification to the Validity of Power of Attorney and Agent’s Authority
- Certification Regarding Beneficial Owners of Legal Entity Customers
- FDIC
- FDIC News & Events
- Federal Reserve
- FFIEC Geocode Map
- FinCEN
- FinCEN MSB Information
- OCC
- OCC News & Issuances
Trust Resources:
CFPB:
Department of Defense:
FFIEC:
NCUA:
- Consumer Compliance
- Regulatory Resources
- Fair Lending Guide
- Supervisory Committee Training Videos
- Deterring, Preventing & Detecting Employee Dishonesty Videos
- Cyber Security Resources
Washington State:
- Washington State Credit Union Rules
- DFI – DCU
- Consumer Compliance Exam Manual
- RCW 9.46.0351 Promotional Contests of Chance
- RCW 11.114 Uniform Transfers to Minors Act
- RCW 30.22 Financial Institutions Individual Account Deposit Act
- Washington State Marijuana Exam Procedures
- Unclaimed Property
- Promotional Contests: Promotional Contests of Chance, Essay Contests
- Overview of the Legislative Process