Consulting

Our seasoned consulting team will assist you with a proactive approach to compliance by identifying the state of compliance in the financial institution and providing quality compliance advice. Our differentiator is the fact that we don’t stop at providing the advice. The experienced individuals on our team are able to recommend effective solutions and provide assistance with implementation. Our approach will allow the financial institution to mitigate compliance and regulatory risk.

  • General Compliance Support
    • Q&As
    • FAQs
    • Regulatory Monitoring, Analysis & Alerts
  • Compliance Calendar
  • Compliance reviews of policies, procedures, marketing materials, disclosures & forms
  • Policy Samples & Form Templates
  • Implementation Support
  • Corporate Governance
    • Strategic Planning Facilitation
    • Bylaw Updates
    • Board Member Peer Reviews
    • 360 Senior Management Board Evaluations
    • Board Compliance Training

Consulting Team

Value Promise:

  • Quickly gain an understanding of the financial institution’s compliance needs and risk tolerances
  • Provide high quality, customized information and solutions that fulfill the financial institution’s needs
  • Provide a consulting team that is highly skilled and experienced
  • Provide cost effective services by leveraging technology and implementing standardized processes