We are now scheduling engagements for the 2021 calendar year!
In addition to general compliance consulting, we offer the following reviews:
- Bank Secrecy Act and Anti Money Laundering (BSA/AML)
- Deposit/Operations Compliance
- ECOA (Reg B)
- Fair Lending Compliance
- HMDA file review or audit
- Loan Compliance
- Mortgage Servicing
- Paycheck Protection Program (PPP)
- Reg Z including APR validation
- SAFE Act
- Website Compliance including ADA accessibility
And many more!
Please consider us for your financial services compliance consulting and review needs at competitive rates. Please see our Audit Services page for our Audit Menu, and check out our auditor’s specialties on our About page. If you would like to schedule a review for 2021 or have any questions, please contact our Lead Compliance Auditor, Tricia Briggs, at email@example.com.
With all of the challenges the world is facing, we want to let you know that we are here for you and your institution. In this uncertain time, we are committed to providing you with the quality consulting and audit services upon which you depend.
The health and safety of our employees and clients is our top priority. We are closely monitoring the development of COVID-19 guidance and we are continuously assessing its potential impact on the financial services industry, our daily operations, and the delivery of client services.
Many of our employees are working remotely, while core staff members continue to work in the office. In the meantime, we are still conducting audits and answering compliance questions remotely through secure interfaces.
In a time of so much uncertainty, it is common to look for a sense of reassurance as well as sources of strength. At CSG, we’re here to help you manage compliance risks and recover from the unexpected.
Please don’t hesitate to drop me an email (firstname.lastname@example.org) or call me (360.402.1077) if you have any questions.
Resources for Coronavirus (COVID-19) Information:
NCUA.gov – Coronavirus (COVID-19): Information for Federally Insured Credit Unions
FDIC.gov – Coronavirus (COVID-19) Information for Bankers and Consumers
Federalreserve.gov – Coronavirus Disease 2019 (COVID-19)
occ.treas.gov – Frequently Asked Questions Regarding COVID-19
CFPB – Protecting your finances during the Coronavirus Pandemic
FinCEN – Coronavirus Updates
CFTC – Coronavirus
Washington – COVID-19 Resources
Oregon – Coronavirus Updates
Department of the Treasury – Financial Services Sector Essential Critical Infrastructure Workers
CSG’s Paycheck Protection Page – Frequently updated to reflect new developements
Who We AreCompliance Services Group, LLC is the product of two nationally respected companies that provide responsive and high-quality compliance consulting and audit services for financial institutions of all types. In the summer of 2017, Compliance Services, Inc. and Northwest Compliance Group, LLC merged to form Compliance Services Group, LLC. Check out our press release for more details.
Our team of consulting and auditing professionals, with decades of consulting, auditing, and financial institution experience, serves over 75 financial institutions throughout the nation.
Compliance Services Group, LLC is focused on meeting your financial services compliance needs at a value proposition. We can help you implement and maintain a high-quality compliance management program for less than it costs to maintain internal expertise. We also offer compliance audit services either on an independent basis for board audit and supervisory committees or on behalf of the management team. We invite you to explore our service options on the above links to examine what we can do for the benefit of your institution. Contact us to discuss your specific needs.