Serving Financial Institutions Throughout the United States

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Who We Are

Compliance Services Group, LLC is the product of two nationally respected companies that provide responsive and high-quality compliance consulting and audit services for financial institutions of all types. In the summer of 2017, Compliance Services, Inc. and Northwest Compliance Group, LLC merged to form Compliance Services Group, LLC. Check out our press release for more details.
Our team of consulting and auditing professionals, with decades of consulting, auditing, and financial institution experience, serves over 75 financial institutions throughout the nation.

Compliance Services Group, LLC is focused on meeting your financial services compliance needs at a value proposition. We can help you implement and maintain a high-quality compliance management program for less than it costs to maintain internal expertise. We also offer compliance audit services either on an independent basis for board audit and supervisory committees or on behalf of the management team. We invite you to explore our service options on the above links to examine what we can do for the benefit of your institution. Contact us to discuss your specific needs.

Welcome Ali Higgs
Compliance Services Group, LLC (CSG) is pleased to announce that Ali Higgs has joined the company as a Senior Compliance Consultant. Ali will focus on providing prudential and operational compliance and regulatory services to trust companies and institutional trust departments. She will also provide a variety of consulting services to banks, credit unions, and non-depository institutions of all sizes. “We are thrilled to have a person of Ali’s depth and experience join our team of compliance auditors and consultants,” said John L. Bley, President & CEO of CSG.

Ali comes to CSG from the Washington Department of Financial Institutions (DFI), where she was a Program Manager and Chief of Regulatory and Trust Affairs for the Division of Banks, primarily overseeing trust company formation and providing ongoing supervision. Ali also helped steer legislative policy as it relates to fiduciary matters in the State of Washington in 2013, 2014, and 2015, working successfully with stakeholders, consumers, trade organizations, and other governmental agencies.

“I’m excited to work at Compliance Services Group, especially in the area of trust and fiduciary matters. There is a growing need for consulting and risk management expertise in this field, and the company is uniquely positioned to expand into this new line of business,” said Ali, of her new opportunity with CSG.
Ali has broad and extensive experience working in bank regulation and the financial services industry, both as a lawyer and a regulator. Ali received both her B.A. in Business Administration and JD from Seattle University. Ali is a member of the Washington State Bar Association.

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